Job Details

A company is looking for a Senior Investment Operations Analyst.Key ResponsibilitiesProcess financial transactions in client accounts and approve transactions initiated by team membersInitiate incoming and outgoing transfers and deposit stock certificatesPerform Anti-money laundering (AML) reviews and respond to service inquiriesRequired QualificationsBachelor's degree or equivalent combination of education and experience required1-3 years of related experience requiredFINRA Series 7 License required; Series 24 License desired or must obtain within 6 months of hireExperience in the securities industry including AML review desiredIntermediate experience with Microsoft Office programs required